300,000 financial advisors. You can reach the right ones.
CRD-verified contact data for every registered investment advisor in America. Direct emails, phone numbers, AUM ranges, license types, and firm details. Built for teams selling to the wealth management industry.
No credit card. No platform. Just verified advisor data.
The problem with "financial services" data
Generic B2B tools weren't built for the wealth management industry. Here's what that costs you.
ZoomInfo gives you "financial services"
That includes banks, mortgage brokers, payday lenders, and hedge funds. You need the CFP at a 3-person RIA in Scottsdale. Good luck filtering for that.
Apollo has no CRD verification
No way to know if an advisor is actually registered, or if their license is even active. You're trusting self-reported LinkedIn data.
No AUM or license segmentation
Generic tools can't filter by assets under management, license type (Series 7 vs 65 vs 66), or firm structure (independent RIA vs wirehouse).
$15K/year for manual filtering
You're paying for a seat license to manually sift through garbage. Half the contacts bounce, and the other half aren't the right people.
Built for the wealth management industry
Every record sourced from regulatory databases and verified before delivery.
FINRA + SEC verified
Every advisor cross-checked against BrokerCheck and IAPD. Active license status confirmed. Disclosures flagged.
Segmented by what matters
AUM range, license type, firm structure, credential. Filter for the advisors your team actually sells to.
Built for outreach
Verified emails and direct phones. Not compliance@ addresses or main switchboards. Contacts who pick up.
Who uses Fiducia data
Teams selling technology, compliance tools, products, and services to financial advisors and RIA firms.
Custodians
Recruit RIAs to your custody platform.
Schwab Advisor Services, Fidelity Institutional, Pershing
Compliance Technology
Sell compliance tools to every regulated advisor.
ComplySci, RegEd, Smarsh, Global Relay
Fintech Platforms
Build your advisor user base.
Orion, Black Diamond, Riskalyze, Holistiplan, Kwanti
Insurance Distributors
Reach every advisor who sells your products.
Independent Marketing Organizations, Brokerage General Agencies, wholesalers
Asset Managers
Get your fund in front of the right advisors.
Mutual fund companies, ETF issuers, alternative investment managers
Financial Recruiting
Source advisors ready to move.
Diamond Consultants, Advisor Transition Services, firm recruiting desks
Wealth Tech Vendors
Sell CRM, planning, and portfolio tools.
CRM providers, portfolio management, financial planning software, rebalancing tools
How it works
From criteria to verified contacts in under a week.
Tell us your criteria
Advisor type, AUM range, geography, credentials, firm structure.
We build your list
Cross-referencing FINRA, SEC, and 50+ sources for every match.
Every record verified
Email deliverability, phone connectivity, active license status.
Data delivered
Clean CSV or custom format. 3-5 business days.
Frequently Asked Questions
What data fields are included in each advisor record?
Every record includes the advisor's full name, CRD number, registration type (RIA, BD, dual), license status, firm name, firm CRD, AUM range, verified email, direct phone, mailing address, credentials (CFP, CFA, etc.), and disclosure history. Custom fields available on request.
How do you verify advisor registrations?
We cross-reference every advisor against FINRA BrokerCheck and SEC IAPD in real time. Registration status, license type, firm affiliation, and disclosure history are all confirmed before delivery. Inactive or revoked licenses are flagged or excluded depending on your preference.
Can I filter advisors by AUM range?
Yes. We segment advisors by assets under management using regulatory filings. You can target specific bands, for example, RIAs managing between $50M and $500M, or solo advisors under $25M. AUM data comes from ADV filings with the SEC.
What license types can you segment by?
Series 7, Series 65, Series 66, Series 6, state insurance licenses (life, health, variable), and specialty registrations. You can also filter by credential: CFP, CFA, ChFC, CIMA, AEP, and others.
Do you include disclosure or complaint history?
Yes. Every advisor record can include disclosure data from FINRA BrokerCheck: customer complaints, regulatory actions, terminations, bankruptcies, and civil judgments. You can filter for clean records only or include all disclosures for compliance screening.
How fresh is the data?
Lists are built to order using current regulatory filings. FINRA and SEC databases update daily. Your list reflects registration status as of the build date. We don't resell stale bulk downloads.
What does 'no annual contracts' mean?
You pay per list, per project. No seat licenses, no platform fees, no 12-month commitments. Order once or order monthly. Your choice.
Stop paying for data that can't tell an RIA from a bank teller.
Tell us your criteria. We build the list.
FINRA verified · 3-5 day delivery · No annual contracts