Advisor Data for Recruiting

The Problem

Recruiting advisors requires knowing their current firm, registration history, AUM range, and whether they've moved before. LinkedIn profiles are incomplete. CRD records exist but aren't built for prospecting at scale.

How Fiducia Solves This

Fiducia combines CRD registration data with verified contact information. See firm history, current registration status, and AUM range for every advisor. Identify advisors at wirehouses who might be open to independence, or find independent RIAs approaching a firm transition.

Who This Is For

This data is built for sales, marketing, and business development teams at companies like Diamond Consultants, Advisor Transition Services, firm recruiting desks. If your target buyer is a financial advisor, RIA firm owner, or wealth management professional, Fiducia gives you the contacts that generic databases miss.

Every record we deliver includes a tested email address and a direct phone number confirmed live, not a firm switchboard. CRD data tells you the advisor's registration status and license type before your first outreach touch.

Data Fields Included

Every advisor record delivered to financial recruiting teams includes:

• Identity: Full name, CRD number, firm name and CRD
• Registration: License types (Series 7, 65, 66), registration status, regulatory body
• Financial: AUM range from SEC ADV filings
• Contact: Verified email, direct phone number, mailing address
• Credentials: CFP, CFA, ChFC, CIMA, and other professional designations
• Compliance: Disclosure history from FINRA BrokerCheck

Common Filters for Financial Recruiting

Teams in the financial recruiting space typically filter advisor data by:

• Registration type (RIA, broker-dealer, dual-registered, insurance-licensed)
• AUM range (solo practitioners vs mid-size firms vs large enterprises)
• Geography (state, metro area, zip code, or custom territory)
• Firm structure (independent, wirehouse, hybrid, corporate RIA)
• Credentials and specializations relevant to your product

Why Not ZoomInfo or Apollo?

Generic B2B databases tag financial professionals under a single "financial services" industry label. That includes commercial bankers, mortgage originators, fintech employees, and hedge fund analysts alongside the registered advisors you're trying to reach.

Fiducia starts from regulatory databases (FINRA, SEC, state regulators), which means every contact is a verified registered professional. We add AUM segmentation, license-type filtering, and credential data that generic tools don't have. The result: your team spends less time qualifying leads and more time having conversations with the right people.